20 beste Stellen als compliance officer in neufahrn bei freising, by – aktuell auf Personalsuche

Compliance Risk & Control Officer
Quintet Private Bank —München
- Zeitmanagement
Compliance Specialist (all genders)
msg systems ag —Ismaning
- Online-Bewerbung
- Homeoffice-Möglichkeit
- Weiterbildungsprogramme
Senior Compliance Officer
Vontobel Holding AG —München
- Englisch
- Analysefähigkeit
- Betriebswirtschaftslehre
- Weiterbildungsprogramme
Compliance Specialist Exportkontrolle & Defense (all genders)
msg systems ag —Ismaning
- Online-Bewerbung
- Homeoffice-Möglichkeit
- Weiterbildungsprogramme
Compliance Officer (m/w/d) in Teilzeit
Sunny Cars GmbH —München
- Ab 5.400 € pro Monat
- Teilzeit
- Englisch
- Weiterbildungsprogramme
11 Tage
Compliance Officer (m/f/d)
Software Defined Automation GmbH —Garching bei München
- Vollzeit
- Informatik
- Master
- AWS
- Homeoffice-Möglichkeit
Direkt bewerben
Compliance Officer, Assistant Vice President
State Street —München
- Vollzeit
- Master
- Projektmanagement
- Bachelor
Chief Operating Officer
constellr GmbH —München
- Vollzeit
- Hybrides Arbeiten
- Bachelor
- Führungserfahrung
Direkt bewerben
Sr. Trade Compliance and Audit Officer
Analog Devices —München
- Vollzeit
- Militär
- ERP-Systeme
- Bachelor
Senior Legal Officer (russian speaking)
TechBiz Global GmbH —München
- Vollzeit
- Homeoffice
- Master
- Bachelor
Senior Associate - Export Compliance (f/m/x)
Marvel Fusion GmbH —München
- Master
- Bachelor
Group Data Privacy Coordinator (GDPC) & Regulatory Affairs Coordinator (RAC)
Magna —München
- Vollzeit
- Projektmanagement
- Ohne Hochschulabschluss
- Mit Reiseanteil
Clinical Research Associate - Germany
Linical —München
- Hybrides Arbeiten
- Management-Erfahrung
- Englisch
- Forschungserfahrung
Senior Associate - Export Compliance (f/m/x)
Marvel Fusion —München
- Master
- Bachelor
Ethics & Compliance Solution Advisor
EQS Group GmbH —München
- Vollzeit
- APIs
SSBI Data Quality & Compliance Oversight, Vice President
State Street —München
- Vollzeit
- Bachelor
- Führungserfahrung
Training Content & Instructional Design Intern @ AI Startup (Full-time)
Akdo —München
- Vollzeit
- Homeoffice
- Künstliche Intelligenz
Direkt bewerben
Sustainability Manager / Environmental Reporting for Own Operations (m/f/d) at Allianz SE
Allianz —München
- Vollzeit
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
5 Tage
Lead Business Consultant ISMS (all genders)
msg systems ag —Ismaning
- Online-Bewerbung
- Erfahrung in der IT
- Aufstiegsmöglichkeiten
People Operations Lead
The Exploration Company —München
- Vollzeit
- Künstliche Intelligenz
- Führungserfahrung
- Umzugskostenzuschuss

Ich möchte aktuelle Job-E-Mails für Stellen als compliance officer in neufahrn bei freising, by erhalten

Wenn Sie sich bei Ihrem Konto anmelden, stimmen Sie den Nutzungsbedingungen, den Richtlinien zur Verwendung von Cookies sowie der Datenschutzerklärung von SimplyHired zu.

Weitere Job-Standorte erkunden

compliance officer jobs near neufahrn bei freising, by

Jobs als Mitarbeiter Back Office in München

Jobs als Mergers Acquisitions Manager in München

Jobs als Clinical Research Associate in München

Jobs als Chief Operating Officer in Bayern

Jobs als Operations Lead in München

Jobs als Compliance Officer in München

Jobs als Hr Specialist Payroll in Frankfurt Am Main

Jobs als Public Affairs in Frankfurt Am Main

Jobs als Home Office Student in Köln

Jobs als Home Office Medizinische in Bayern

Jobs als Work At Home in Stuttgart

Jobs als Remote, Ortsunabhängig, Home Office in Flensburg

Jobs als German Language Specialist in Home Office

Jobs als Compliance in Bremen

Jobs als Geldwäsche Compliance in Frankfurt Am Main

Jobs als Chief Of Staff in Hamburg

Jobs als Vice President Of Compliance in Frankfurt Am Main

Jobs als Bachelor Of Laws Duales Studium in Nordrhein Westfalen

Jobs als Mitarbeiter Back Office in Wuppertal

Jobs als Archiv Mitarbeiter Archiv in München

Compliance Risk & Control Officer

Quintet Private Bank -
München

Jetzt bewerben

Details zur Stelle

Qualifikationen

Zeitmanagement

Vollständige Stellenbeschreibung

Purpose of the Job

Quintet Private Bank is a leading private bank; we are committed to our clients and their families, and pride ourselves on our personalised service based on a deep understanding of our clients’ needs and aspirations.
We are a bank headquartered in Luxembourg, with branches in Belgium, Denmark, Germany, Netherlands and a subsidiary in the UK with an ambition to stay true to our purpose to be the most trusted fiduciary of family wealth.

When you join Quintet you are joining a company that values diversity of background, equal access to opportunities, career development, collaboration and inclusiveness.

We want our employees to feel proud of being part of a company that is committed to do the right thing. You will have the opportunity to grow your career while developing personally and professionally through various resources and programmes.

The Compliance Risk & Control Officer holds a key role in the compliance team responsible for ensuring that Compliance in the location are effective in identifying, managing and mitigating Financial Crime and Regulatory Compliance risks. The successful candidate can be located in Frankfurt or Munich.
They ensure the compliance policies are strictly abided to, operating functional controls and providing the first line advice through a review and challenge process of first line operated controls covering Financial Crime &
Regulatory compliance risks. Work closely with the business on taking mitigating actions to maintain a robust and stringent compliance risk management within the Group risk appetite and ensure escalation is made through appropriate governance channels when the business is not addressing critical issues. The role holder reports to the Head of Compliance in their relevant location to ensure the successful delivery of the Compliance function’s strategy

Key Accountabilities

Maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices
Act as a risk steward in the review & challenge of high risk clients files for the business and other set of first line of defence controls in mitigating Financial Crime and Regulatory compliance risks
Support with second line governance covering Financial Crime & Regulatory risk exposures ensuring adequate analysis and reporting is provided to local governance as well as Group governance committees.
Ensure independence of the first line of defence, thereby maintaining an objective assessment of risk exposure
Support Group Heads of FCC, Group Head of RC&CB and other colleagues on all FCC and RC related matters
Regulatory culture: The role holder must carry out all duties in strict accordance with Group Code of Conduct and act as its ambassador at all times. As any other member of the Compliance function the role holder will foster a positive culture of compliance
Quintet’s Regulatory & Financial Crime Compliance policies and procedures: Support country/Group compliance officer in deploying new change in policy aligning to any change in Group strategy or regulatory landscape.
Interactions with regulators: if needed, assisting local Head of Compliance as well in their interactions with regulators by informing key stakeholders, gathering the relevant information and assisting in the drafting of responses in a timely manner
Training: Supporting the local Financial Crime & Regulatory Compliance Advisors in delivering training initiatives relative to compliance policies

Knowledge and Experience

Higher Education (University / Bachelor)
At least 3 years experiece in a similar role

Attributes and Qualities

Communication (Verbal & Written)
Attention to Detail
Collaborative Teamwork
Time Management
Results Orientation

Technical Skills

Familiarity with Policy and procedures impact analysis and deployment.
ICA ML/FCC or subject matter expertise in regulatory compliance topics qualifications preferred.
A graduate in any discipline with exposure in a relevant risk or audit profile
Experience in establishing and maintaining risk and controls framework for ML/CTF, Sanctions, ABC, Fraud, tax evasion risks
Excellent written, verbal, numeric and comprehension skills and IT proficient

Languages Skills

Fluent in German and English

Jetzt bewerben

Erweiterte Suche

compliance officer Jobs in neufahrn bei freising, by

Compliance Risk & Control Officer

Compliance Specialist (all genders)

Senior Compliance Officer

Compliance Specialist Exportkontrolle & Defense (all genders)

Compliance Officer (m/w/d) in Teilzeit

Compliance Officer (m/f/d)

Compliance Officer, Assistant Vice President

Chief Operating Officer

Sr. Trade Compliance and Audit Officer

Senior Legal Officer (russian speaking)

Senior Associate - Export Compliance (f/m/x)

Group Data Privacy Coordinator (GDPC) & Regulatory Affairs Coordinator (RAC)

Clinical Research Associate - Germany

Senior Associate - Export Compliance (f/m/x)

Ethics & Compliance Solution Advisor

SSBI Data Quality & Compliance Oversight, Vice President

Training Content & Instructional Design Intern @ AI Startup (Full-time)

Sustainability Manager / Environmental Reporting for Own Operations (m/f/d) at Allianz SE

Lead Business Consultant ISMS (all genders)

People Operations Lead

Ich möchte aktuelle Job-E-Mails für Stellen als compliance officer in neufahrn bei freising, by erhalten

Related Searches

Weitere Job-Standorte erkunden

Purpose of the Job

Key Accountabilities

Knowledge and Experience

Attributes and Qualities

Technical Skills

Languages Skills

Tools für Jobsuchende

Arbeitgebertools

Durchsuchen

Bleiben Sie in Kontakt