20 beste Stellen als regulatory compliance in münchen – aktuell auf Personalsuche

Compliance Risk & Control Officer
Quintet Private Bank —München
- Zeitmanagement
Study Start Up Associate
Alira Health —München
- Vollzeit
- Microsoft Office
- Bachelor
Site Activation Specialist - Germany
IQVIA —München
- Vollzeit
- Bachelor
Group Data Privacy Coordinator (GDPC) & Regulatory Affairs Coordinator (RAC)
Magna —München
- Vollzeit
- Projektmanagement
- Ohne Hochschulabschluss
- Mit Reiseanteil
Safety & Compliance Lead (Flight Operations/ Flight Test)
SKD SE —München
- Vollzeit
- Militär
Flight Test Safety & Compliance Specialist
SKD SE —München
- Vollzeit
- Militär
Network Security Architect (m/w/d)
OHB SE —München
- Informatik
- Flexible Arbeitszeiten
Process Expert (f/m/d) Document and Reporting Compliance
Siemens —München
- Vollzeit
- Hybrides Arbeiten
- Informatik
- Bachelor
- Agile
Field Medical Advisor / MSL - Germany and Austria
サイネオス・ヘルス —München
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
11 Tage
Clinical Research Associate - Germany
Linical —München
- Hybrides Arbeiten
- Management-Erfahrung
- Englisch
- Forschungserfahrung
Principal Governance, Risk and Compliance (GRC) Architect
SimScale —München
- Homeoffice
- AWS
- Mitgliedschaft im Fitnessstudio
- Flexible Arbeitszeiten
Direkt bewerben
Berater:in Risk, Financial & Regulatory
metafinanz Informationssysteme GmbH —München
- Englisch
- Erfahrung in der IT
- Aufstiegsmöglichkeiten
Sustainability Manager / Environmental Reporting for Own Operations (m/f/d) at Allianz SE
Allianz —München
- Vollzeit
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
6 Tage
Head of Compliance, GGB Europe
Gallagher —München
- Finanzwirtschaft
- Bachelor
- Wirtschaft
9 Tage
Project Leader, Risk & Compliance – Market & Commodity Risk (Energy Trading)
Boston Consulting Group —München
- Vollzeit
- Künstliche Intelligenz
- Führungserfahrung
- Analytik
13 Tage
Legal Expert / Consultant - Regulatory & Product Compliance (all genders)
Wavestone Germany AG —München
- Vollzeit
- Englisch
- Mit Reiseanteil
- Weiterbildungsprogramme
Direkt bewerben
Manager FSP 360
サイネオス・ヘルス —München
- Management-Erfahrung
- Bachelor
5 Tage
Consultant, Risk & Compliance – Market & Commodity Trading and Risk (Energy Trading)
Boston Consulting Group —München
- Vollzeit
- Künstliche Intelligenz
- Analytik
13 Tage
Administrative Assistant
Caterpillar —München
- Ab 47.713 € pro Jahr
- Teilzeit
- Microsoft Office
- SharePoint
12 Tage
Manager, Biostatistics (FSP)
サイネオス・ヘルス —München
- Wirtschaft
12 Tage

Ich möchte aktuelle Job-E-Mails für Stellen als regulatory compliance in münchen erhalten

Wenn Sie sich bei Ihrem Konto anmelden, stimmen Sie den Nutzungsbedingungen, den Richtlinien zur Verwendung von Cookies sowie der Datenschutzerklärung von SimplyHired zu.

Weitere Job-Standorte erkunden

regulatory compliance jobs near münchen

Jobs als Compliance Officer in München

Jobs als Network Architect in München

Jobs als Legal Manager in München

Jobs als Project Leader in München

Jobs als Administrative Assistant in München

Jobs als Clinical Research Associate in München

Jobs als Head Of Compliance in München

Jobs als Food Service Worker in München

Jobs als Compliance Consultant in München

Jobs als Hr Specialist Payroll in Frankfurt Am Main

Jobs als Public Affairs in Frankfurt Am Main

Jobs als Waste Management in Berlin

Jobs als Management Gesundheitswesen in Münster

Jobs als Social Media Manager in Schleswig Holstein

Jobs als Customer Success Manager in Berlin

Jobs als Compliance Officer in Würzburg

Jobs als Compliance Officer in Düsseldorf

Jobs als Werkstudent Compliance in Düsseldorf

Jobs als Compliance Manager in Köln

Jobs als Compliance Officer in Köln

Compliance Risk & Control Officer

Quintet Private Bank -
München

Jetzt bewerben

Details zur Stelle

Qualifikationen

Zeitmanagement

Vollständige Stellenbeschreibung

Purpose of the Job

Quintet Private Bank is a leading private bank; we are committed to our clients and their families, and pride ourselves on our personalised service based on a deep understanding of our clients’ needs and aspirations.
We are a bank headquartered in Luxembourg, with branches in Belgium, Denmark, Germany, Netherlands and a subsidiary in the UK with an ambition to stay true to our purpose to be the most trusted fiduciary of family wealth.

When you join Quintet you are joining a company that values diversity of background, equal access to opportunities, career development, collaboration and inclusiveness.

We want our employees to feel proud of being part of a company that is committed to do the right thing. You will have the opportunity to grow your career while developing personally and professionally through various resources and programmes.

The Compliance Risk & Control Officer holds a key role in the compliance team responsible for ensuring that Compliance in the location are effective in identifying, managing and mitigating Financial Crime and Regulatory Compliance risks. The successful candidate can be located in Frankfurt or Munich.
They ensure the compliance policies are strictly abided to, operating functional controls and providing the first line advice through a review and challenge process of first line operated controls covering Financial Crime &
Regulatory compliance risks. Work closely with the business on taking mitigating actions to maintain a robust and stringent compliance risk management within the Group risk appetite and ensure escalation is made through appropriate governance channels when the business is not addressing critical issues. The role holder reports to the Head of Compliance in their relevant location to ensure the successful delivery of the Compliance function’s strategy

Key Accountabilities

Maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices
Act as a risk steward in the review & challenge of high risk clients files for the business and other set of first line of defence controls in mitigating Financial Crime and Regulatory compliance risks
Support with second line governance covering Financial Crime & Regulatory risk exposures ensuring adequate analysis and reporting is provided to local governance as well as Group governance committees.
Ensure independence of the first line of defence, thereby maintaining an objective assessment of risk exposure
Support Group Heads of FCC, Group Head of RC&CB and other colleagues on all FCC and RC related matters
Regulatory culture: The role holder must carry out all duties in strict accordance with Group Code of Conduct and act as its ambassador at all times. As any other member of the Compliance function the role holder will foster a positive culture of compliance
Quintet’s Regulatory & Financial Crime Compliance policies and procedures: Support country/Group compliance officer in deploying new change in policy aligning to any change in Group strategy or regulatory landscape.
Interactions with regulators: if needed, assisting local Head of Compliance as well in their interactions with regulators by informing key stakeholders, gathering the relevant information and assisting in the drafting of responses in a timely manner
Training: Supporting the local Financial Crime & Regulatory Compliance Advisors in delivering training initiatives relative to compliance policies

Knowledge and Experience

Higher Education (University / Bachelor)
At least 3 years experiece in a similar role

Attributes and Qualities

Communication (Verbal & Written)
Attention to Detail
Collaborative Teamwork
Time Management
Results Orientation

Technical Skills

Familiarity with Policy and procedures impact analysis and deployment.
ICA ML/FCC or subject matter expertise in regulatory compliance topics qualifications preferred.
A graduate in any discipline with exposure in a relevant risk or audit profile
Experience in establishing and maintaining risk and controls framework for ML/CTF, Sanctions, ABC, Fraud, tax evasion risks
Excellent written, verbal, numeric and comprehension skills and IT proficient

Languages Skills

Fluent in German and English

Jetzt bewerben

Erweiterte Suche

regulatory compliance Jobs in münchen

Compliance Risk & Control Officer

Study Start Up Associate

Site Activation Specialist - Germany

Group Data Privacy Coordinator (GDPC) & Regulatory Affairs Coordinator (RAC)

Safety & Compliance Lead (Flight Operations/ Flight Test)

Flight Test Safety & Compliance Specialist

Network Security Architect (m/w/d)

Process Expert (f/m/d) Document and Reporting Compliance

Field Medical Advisor / MSL - Germany and Austria

Clinical Research Associate - Germany

Principal Governance, Risk and Compliance (GRC) Architect

Berater:in Risk, Financial & Regulatory

Sustainability Manager / Environmental Reporting for Own Operations (m/f/d) at Allianz SE

Head of Compliance, GGB Europe

Project Leader, Risk & Compliance – Market & Commodity Risk (Energy Trading)

Legal Expert / Consultant - Regulatory & Product Compliance (all genders)

Manager FSP 360

Consultant, Risk & Compliance – Market & Commodity Trading and Risk (Energy Trading)

Administrative Assistant

Manager, Biostatistics (FSP)

Ich möchte aktuelle Job-E-Mails für Stellen als regulatory compliance in münchen erhalten

Related Searches

Weitere Job-Standorte erkunden

Purpose of the Job

Key Accountabilities

Knowledge and Experience

Attributes and Qualities

Technical Skills

Languages Skills

Tools für Jobsuchende

Arbeitgebertools

Durchsuchen

Bleiben Sie in Kontakt