20 beste Stellen als vice president of compliance in frankfurt am main, he – aktuell auf Personalsuche

Central Compliance Officer (Associate Vice President / Vice President)
Jefferies & Company, Inc. —Frankfurt am Main
- Vollzeit
- Englisch
- Finanzdienstleistungen
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Credit Risk Management Specialist - Assistant Vice President (m/w/d)
Sumitomo Mitsui Banking Corporation —Frankfurt am Main
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Liquidity Manager - Vice President
Nomura —Frankfurt am Main
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Senior Vice President, Market and Liquidity Risk Manager
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Sumitomo Mitsui Banking Corporation —Frankfurt am Main
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Senior Vice President, Fund/Client Accounting Manager - Head of IFRS Accounting & Reporting
The Bank of New York Mellon Corporation —Frankfurt am Main
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IT Governance & Planning Manager - Vice President (m/w/d)
Sumitomo Mitsui Banking Corporation —Frankfurt am Main
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- Microsoft Excel
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IT Auditor - Internal Audit (Assistant Vice President), Frankfurt
Jefferies & Company, Inc. —Frankfurt am Main
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Vice President Trade Finance Governance & Control (m/w/d)
Sumitomo Mitsui Banking Corporation —Frankfurt am Main
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Nomura —Frankfurt am Main
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Tax Manager, Vice President
State Street —Frankfurt am Main
- Vollzeit
- Englisch
- Microsoft Office
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- Flexible Arbeitszeiten

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Central Compliance Officer (Associate Vice President / Vice President)

Jefferies & Company, Inc. -
Frankfurt am Main

Jetzt bewerben

Details zur Stelle

Vollzeit

Qualifikationen

Investment
Englisch
Risikomanagement
Finanzdienstleistungen
Deutsch

Vollständige Stellenbeschreibung

Company

Jefferies Group LLC, the largest independent, global, full-service investment banking firm headquartered in the U.S. focused on serving clients for 60 years, is a leader in providing insight, expertise and execution to investors, companies and governments. We offer deep sector expertise across a full range of products and services in investment banking, equities, fixed income, asset and wealth management in the Americas, Europe and the Middle East and Asia. Jefferies Group LLC is a wholly-owned subsidiary of Jefferies Financial Group Inc. (NYSE: JEF), a diversified financial services company. Jefferies GmbH is located in Frankfurt am Main (Germany) which is the hub for the EU-27 countries and holds branches in eight European countries.

About the job

As Central Compliance Officer, you will play a key role within Jefferies GmbH’s second line of defense and be part of an international team of compliance professionals.

Key responsibilities

Support the development, enhancement and ongoing maintenance of a robust Compliance framework aligned with Jefferies GmbH’s risk appetite, regulatory expectations and internal governance standards.
Provide advice and constructive challenge to the business, senior management and control functions on Compliance risks, governance requirements and the effectiveness of related controls.
Review and maintain Compliance policies, procedures and control documentation to ensure they remain compliant with applicable laws and regulations.
Support the Compliance lifecycle, including risk identification, assessment, monitoring, controls testing, issue management, remediation tracking and reporting.
Prepare and coordinate internal and external audits, regulatory inspections and related follow-up actions, including the preparation of responses and remediation plans.
Assist in the preparation of management information and reporting for relevant committees and the Management Board.
Assist in the coordination of the annual Compliance Risk Assessment, including engagement with internal stakeholders.
Support the interactions with BaFin, Bundesbank and other relevant regulators.

What do we expect from you?

Minimum of 5 years’ Compliance experience, ideally within German investment banking or a comparable regulated financial services environment.
Strong practical knowledge of the German and EU regulatory framework applicable to financial institutions, particularly MaRisk/WpI MaRisk and relevant BaFin guidance and expectations, with the ability to interpret regulatory requirements and translate them into practical policies, controls, monitoring activities and advice.
Experience in Compliance governance, Compliance framework implementation, Compliance lifecycle management and Compliance risk assessments.
Experience in dealing with internal and external auditors, including coordination of audits (year-end audit and WpHG audit), preparation of audit evidence, management of audit requests, responding to findings and remediation tracking.
Strong analytical skills, with the ability to assess complex regulatory requirements and governance structures.
Excellent communication with internal and external stakeholders and influencing skills, with the ability to engage effectively with business, senior management, auditors, regulators and other control functions.
Sound judgement, personal integrity and professionalism, with the confidence to make, escalate and defend risk-based decisions in line with regulatory expectations and effective risk management standards.
German and English language skills (minimum C1 or equivalent in both).

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Erweiterte Suche

vice president of compliance Jobs in frankfurt am main, he

Central Compliance Officer (Associate Vice President / Vice President)

Deputy Money Laundering Reporting Officer - Vice President, Compliance & Control

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Employee Relations Advisor - Vice President

Team Lead Fund Risk Controlling Germany, Senior Vice President, Fund Reporting Manager

Control Room Analyst -Assistant Vice President (m/w/d)

Services Global Solution Sales - Vice President - Frankfurt

Implementation and Post Production Support Specialist, Charles River Development, Assistant Vice President

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Credit Risk Management Specialist - Assistant Vice President (m/w/d)

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Senior Vice President, Market and Liquidity Risk Manager

A.I. & Digitalization Manager - Vice President (m/w/d)

Senior Vice President, Fund/Client Accounting Manager - Head of IFRS Accounting & Reporting

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Ich möchte aktuelle Job-E-Mails für Stellen als vice president of compliance in frankfurt am main, he erhalten

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