Sumitomo Mitsui Banking Corporation (‘SMBC’) is a core member of Sumitomo Mitsui Financial Group (‘SMFG’), a Tokyo-based bank holding company that is ranked among the largest 25 banks globally by assets under management. SMBC Group (‘the Group’) has offices in 20 cities across Europe, the Middle East and Africa (EMEA) including its regional headquarters in London.
SMBC Bank EU AG (‘SMBC EU’) is a credit institution established in Germany, authorised by the European Central Bank (‘ECB’) and supervised by Bundesanstalt für Finanzdienstleistungsaufsicht (Federal Financial Supervisory Authority, ‘BaFin’). It provides business and financial services in the European Economic Area (EEA) as a wholly owned European subsidiary of SMBC. In April 2022, it merged with SMBC Nikko Capital Markets Europe GmbH (‘SMBC Nikko CM Europe’) and now offers customers banking and securities products through a single entity. The Head Office is in Frankfurt, with seven branches across Europe in Amsterdam, Dublin, Düsseldorf, Madrid, Milan, Paris and Prague.
Compliance Monitoring and Surveillance is a key second line of defence for the Bank in meeting regulatory expectations, improving the Group’s systems and controls and providing reasonable assurance of adherence to the firm’s regulatory obligations and thereby avoiding regulatory censure.
The anticipated salary range for this role is €78,000 - €118,000, with the final offer determined based on the candidate’s skills, experience, role scope, location, and relevant market factors. In addition to base salary, the role may be eligible for a discretionary incentive award and a competitive benefits package, including core benefits such as pension provision.
