16 Jul 2026
Frankfurt, DE, 60311
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Who we are
United by a sense of purpose towards our customers – to be a trusted partner for the long-term – and our universal banking platform in EMEA, SMBC Group has an international growth agenda and award-winning products, meaning we provide exciting opportunities to work on a diverse range of projects and initiatives. We deliver a full suite of corporate finance products and solutions to our customers as well as investment banking and advisory services, and a range of innovative solutions in global capital markets. Read on to find out how you could enhance your skills and gain valuable experience, by joining us to support our clients transition to a sustainable future.
Role Summary
Is the next step in your career at SMBC Group EMEA?
We're looking for a Control Room Analyst AVP to join our Central Compliance Group.
This role offers the opportunity to support Compliance Private Side Advisory activities across EMEA, helping the Bank manage information barriers, inside information, conflicts of interest, and related regulatory obligations. Working closely with Compliance, business, and regional stakeholders, you will contribute to maintaining a robust control environment while supporting reporting, governance, and process improvement initiatives.
In this role you will be responsible for:
Providing Compliance support on Control Room matters, including information barriers, insider lists, restricted lists, and conflicts of interest
Supporting governance, monitoring, reporting, and regulatory activities across the Control Room function
Enhancing reporting, data management, and process automation capabilities to improve control effectiveness and operational efficiency
For you to succeed in the role, you'll need to have:
Experience within financial services, Compliance, Risk, Legal, Audit, or a related control function
Strong analytical skills combined with the ability to interpret regulatory requirements and apply practical solutions
Excellent stakeholder management and communication skills, with the ability to work across international teams and functions
The anticipated salary range for this role is €66,000 - €99,000, with the final offer determined based on the candidate’s skills, experience, role scope, location, and relevant market factors. In addition to base salary, the role may be eligible for a discretionary incentive award and a competitive benefits package, including core benefits such as pension provision.
Position Description
About this role
The role focuses on supporting the Bank's framework for managing inside information, information barriers, and conflicts of interest, while helping ensure compliance with German, European, and SMBC Group regulatory requirements. The position combines advisory, monitoring, reporting, and governance responsibilities and works closely with stakeholders across EMEA, Tokyo, and other SMFG entities.
The role also contributes to the continuous improvement of Control Room processes, systems, reporting, and data governance capabilities.
Our role will enable you to:
Develop expertise in Control Room activities and market conduct-related regulations
Support the management of information barriers, insider lists, restricted lists, and conflicts of interest controls
Contribute to regulatory examinations, audits, governance activities, and compliance initiatives
Partner with Compliance, business, and regional stakeholders across EMEA and SMBC Group entities
Drive improvements in reporting, data quality, automation, and management information capabilities
Participate in strategic Compliance and firm-wide projects
What will you bring to the role?
Bachelor's degree or equivalent qualification in Compliance or other relevant field
Experience within Compliance, Risk, Audit, Legal, Financial Crime, or another control function within a regulated environment
Strong analytical skills, attention to detail, and sound professional judgement
Ability to manage multiple priorities while delivering high-quality work in a fast-paced environment
Strong stakeholder management and communication skills, with the ability to build effective working relationships across functions
Understanding of Control Room concepts
Interest in regulatory frameworks, Compliance governance, and control environments
Strong data and reporting capabilities, including experience with Excel, Power BI, or similar analytical tools
Experience developing dashboards, management reporting, or structured datasets
Exposure to automation and workflow solutions such as PowerApps or similar technologies
Understanding of data governance principles and controlled data environments
Proactive mindset with a willingness to develop both technical and Compliance expertise
Fluency in English, both written and spoken
Desirable:
Experience within a Control Room, Compliance Advisory, Market Conduct, Surveillance, or Financial Crime Compliance function
Familiarity with insider dealing prevention controls and conflicts of interest frameworks
Experience supporting regulatory examinations, audits, or remediation activities
Knowledge of German and European regulatory requirements relevant to wholesale banking and capital markets
German language skills is an asset
Experience working with international stakeholders within a matrix organisation
Professional Compliance or regulatory qualifications would be advantageous
What we offer
For all the expertise and experience you bring to help us make a difference, it’s only sustainable if we support you to build your career and be your best self so we offer competitive company benefits, centred around promoting positive well-bring and work-life balance. We also believe in fostering a diverse and inclusive work environment, where all team members perspectives and contributions are valued. Initiatives in place which promote a diverse and inclusive culture and healthy work life balance include hybrid working, Sport & Social Clubs and Diversity and Inclusion networks.
As an employee of SMBC you have access to a host of both useful and exciting benefit offerings. See below some of the benefits on offer to you:
Hybrid and flexible working
Competitive paid leave days
Benefits to support your physical wellbeing, including private medical insurance
Various policies to support your mental wellbeing, including a robust behavioural health network with counselling and coaching services
Access a wide range of learning and development opportunities and career progression opportunities
Ambitious remuneration package
So, if you like a challenge and want to continuously grow and develop in a role where you will be supported along the way by a dynamic and diverse team, apply today!
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About SMBC
A trusted partner for the long term
United by a sense of purpose towards our customers - to be a trusted partner for the long-term - and our universal banking platform in EMEA, we deliver a full suite of corporate finance products and solutions to our customers, including corporate, structured and trade finance, leveraged finance, loan market and treasury products. We can also provide investment banking and advisory services and a range of innovative solutions in global capital markets.
about what we do and who we are at https://www.smbcgroup.com/emea/careers
